TD Bank Finance Analyst in New York, New York

Auto req ID 200318BR

Job Title Finance Analyst

Job Status Full Time

Country United States

Province/State New York

City1 New York

Location NYC - 52nd St (9th Fl)

Business line TD Securities

Job Category - Primary Securities | Wholesale Banking

Job Category(s) Securities | Wholesale Banking

TD Description TD Securities provides a wide range of capital market products and services to corporate, government and institutional clients. The firm works with clients around the world, focusing selectively and strategically on the key financial centers: Toronto, Montreal, Calgary, Vancouver, New York, London, Singapore and Tokyo.

Job Description

Support 3 U.S. Registered Broker Dealers in Following:

• Legal & Financial Reporting

• Month end close process, including account reconciliations, account/variance analysis, P&L review, journal entries & trial balance control (both IFRS and U.S GAAP)

• Financial statement preparation on monthly basis, including explanation of significant variances, spread analyses, etc.

• Head Office and IHC reporting

• Monitoring activity in intercompany transfer pricing

• Prepare and review equity and fixed income IBK fees and loan syndication activity

Job Requirements

• Regulatory Reporting – assist with:

• Daily 15c3-1 capital computation

• Weekly 15c3-3 customer protection lockup calculation

• Other SEC report filings

• Monthly FOCUS reports

  • Haircuts

  • Capital Deductions

• Reports to Federal Reserve as Primary Dealer

• Identify, propose and implement process improvements

• Ad hoc queries of all shapes and sizes


• Accounting degree, preferably CPA

• FINRA Series 99 license required – can be obtained within 6 months of starting

• 3-5 years of experience, preferably in broker dealer environment

• Highly proficient in Excel a must. Capable in Access or Tableau a plus

• Independent thinker and problem solver

• Self Starter – Detail Oriented


At TD, we are committed to fostering an inclusive, accessible environment, where all employees and customers feel valued, respected and supported. We are dedicated to building a workforce that reflects the diversity of our customers and communities in which we live in and serve, and creating an environment where every employee has the opportunity to reach her/his potential.

If you are a candidate with a disability and need an accommodation to complete the application process, email the TD Bank US Workplace Accommodations Program at . Include your full name, best way to reach you, and the accommodation needed to assist you with the application process.

EOE/Minorities/Females/Veterans/Individuals with Disabilities/Sexual Orientation/Gender Identity.

**Province/State (Primary) New York

City (Primary) New York