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TD Bank Information Security Specialist (US) - Global Regulatory Exam Lead DH in Mount Laurel, New Jersey


Job Title:

Information Security Specialist (US) - Global Regulatory Exam Lead DH

TD Description:

About TD Bank, America's Most Convenient Bank®

TD Bank, America's Most Convenient Bank, is one of the 10 largest banks in the U.S., providing over 9.8 million customers with a full range of retail, small business and commercial banking products and services at more than 1,100 convenient locations throughout the Northeast, Mid-Atlantic, Metro D.C., the Carolinas and Florida. In addition, TD Auto Finance, a division of TD Bank, N.A., offers vehicle financing and dealer commercial services. TD Bank and its subsidiaries also offer customized private banking and wealth management services through TD Wealth®. TD Bank is headquartered in Cherry Hill, N.J. To learn more, visit . Find TD Bank on Facebook at and on Twitter at and .

TD Bank, America's Most Convenient Bank, is a member of TD Bank Group and a subsidiary of The Toronto-Dominion Bank of Toronto, Canada, a top 10 financial services company in North America. The Toronto-Dominion Bank trades on the New York and Toronto stock exchanges under the ticker symbol "TD". To learn more, visit .

We offer a competitive salary and benefit program, including: comprehensive, affordable health care through medical, dental, and vision coverage; financial security with life and disability insurance; opportunities to save using health savings and flexible spending accounts; retirement benefits to help prepare for the future; paid time off and work/life benefits to maintain a good balance.

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Department Overview:

Building a World-Class, Diverse and Inclusive Technology Team at TD

We can't afford to be boring. Neither can you. The scale and scope of what TD does may surprise you. The rapid pace of change makes it a business imperative for us to be smart and open-minded in the way we think about technology. TD's technology and business teams become more intertwined as new opportunities present themselves. This new era in banking does not equal boring. Not at TD, anyway.

TD Regulatory, Audit & Compliance Assurance is home to a team of highly valued professionals who pprovide support for all P&T related Regulatory and support interactions which includes business, 2nd, or 3rd LOD led exams. They provide support for all P&T related Regulatory and support interactions which includes business, 2nd, or 3rd LOD led exams. Provides oversight and governance over remediation, site visits, supervisory and inquiry activities to meet commitments to Regulators. Also, responsible for Merger & Acquisition integration into Assurance functions.

There's room to grow in all of it.

We are looking for someone to join our Platforms & Technology Regulatory, Audit & Compliance Assurance organization as Regulatory Exam Lead. The successful candidate will Manage global regulatory examinations, on-going supervisions, request for information, formal meeting for all of Technology by conducting the following activities:

• Facilitation of Technology Regulatory Responses:

o Act as primary intake and facilitator for Technology related Regulatory activities and requests

o Coordination with key stakeholders and SMES to collect artifacts and evidence to respond to request items

o Review of artifacts and evidence for executive approval, content and redaction prior to submission to the regulators

o Assurance of timely submission of artifacts and reporting to the regulators

o Organize and file digital artifacts and evidence

• Facilitation of Formal Meetings:

o Act as primary coordinator and facilitator for Technology related Regulatory sessions

o Facilitate the preparation of agendas, speaking notes and presentation decks by coordinating with TCOs and SMEs

o Facilitation of preparatory meetings with key stakeholders to review agendas, speaking notes and presentation deck

o Facilitation and hosting of Formal Meetings with Regulators

o Facilitation of executive and stakeholder debrief meetings and follow up items

• Management Reporting:

o Communicate and provide status reporting of the above activities to management and stakeholders

• Liaise with other regulatory relations stakeholders outside of Technology

• Work with Enterprise Technology Regulatory Management to improve the regulatory program management process to ensure regulatory activities met commitments, are performed efficiently and delivered timely with quality results

• Promote and foster a cohesive team and positive work environment that encourages innovation, creativity and collaboration

• Build and maintain positive working relationships by effectively communicating and regularly sharing information, issues/points of interest, learnings and knowledge with the team, internal and external business partners

• Support management and other team members in the achievement of individual, divisional and team goals


United States

Job Requirements:

What can you bring to TD? Share your credentials, but your relevant experience and knowledge can be just as likely to get our attention. Here are the minimum requirements for this position:

  • University Degree.

  • Information Security Certification / Accreditation an asset.

  • 7+ years of relevant experience.

  • Expert knowledge of IT security and risk disciplines and practices.

  • Advanced knowledge of of organization, technology controls, security and risk issues.

  • Demonstrated ability to participate in complex, comprehensive or large projects and initiatives.

  • Ability to serve as a lead expert resource in technology controls and information security for project teams, the business, organization and outside vendors.

  • Must be eligible for employment under regulatory standards applicable to the position.



Job Description:

About This Role

We are looking for someone to develop and implement Technology Controls and Information Security related policies, programs and tools. You will provide specialized expertise and guidance on assessing risks, identifying potential gaps and providing security solutions to mitigate risks and protect TD. You may also participate on projects of moderate to high complexity and provide complex reporting, analysis, and assessments at the functional, business line or enterprise level.

Meaningful work is fueled by meaningful performance and career development conversations with your manager. Here are the essential job functions of this position:

  • Guide partners on a broad range of specific Technology Controls and Information Security programs, policies, standards and incidents.

  • Conduct risk assessment, required controls definition, control procedure appropriateness, vulnerability assessments and any other relevant areas.

  • Lead or contribute to the completion of risk and control design assessments for an assigned business application, business portfolio, and overall enterprise, as well as risk mitigation and remediation plans and remediation strategy.

  • Contribute to the definition, development, and oversight of a global security management strategy and framework.

  • Ensure technology, processes, and governance are in place to monitor, detect, prevent, and react to both current and emerging technology and security threats against TDBG’s business.

  • Develop on-going technology risk reporting, monitoring key trends and defining metrics to regularly measure control effectiveness for own area.

  • Adhere to internal policies and procedures, technology control standards, and applicable regulatory guidelines.

  • Contribute to the review of internal processes and activities and assist in identifying potential opportunities for improvement.

  • Adhere to, advise, oversee, monitor and enforce enterprise frameworks and methodologies that relate to technology controls / information security activities.

  • Influence behavior to reduce risk and foster a strong technology risk management culture throughout the enterprise .

Other duties as assigned • Driving Requirements: • Travel Requirements:


At TD, we are committed to fostering an inclusive, accessible environment, where all employees and customers feel valued, respected and supported. We are dedicated to building a workforce that reflects the diversity of our customers and communities in which we live in and serve, and creating an environment where every employee has the opportunity to reach their potential.

If you are a candidate with a disability and need an accommodation to complete the application process, email the TD Bank US Workplace Accommodations Program at . Include your full name, best way to reach you, and the accommodation needed to assist you with the application process.

EOE/Minorities/Females/Veterans/Individuals with Disabilities/Sexual Orientation/Gender Identity.


New Jersey


Mount Laurel


Preferred Qualifications - Here are the preferred qualifications for this role:

• CRISC certification or equivalent experience

• CISA certification or equivalent experience

• CISSP certification or equivalent experience a plus

• University degree or relevant field / equivalent experience

• Excellent English communication skills (written and oral), with experience interacting with all levels of management both within Company and Customer organizations

• Ability to work in a high paced, multifaceted environment with minimal supervision

• Ability to work independently and often autonomously in the management of projects, teams and operational disciplines and apply strategic thinking throughout the execution of work plans

• Diverse, innovative thinking with respect to reusability of architecture and processes

• Sound management techniques, experience in problem resolution and development of strategies for operational improvement

• Drive to boost your knowledge and expertise by staying abreast of industry and business trends

• Willingness to work closely and effectively with clients, stay connected to business needs and direction

Additional Information

Join in on what others in TD Technology Solutions are doing:

• Inspire a positive work environment and help champion quality, innovation, teamwork and service to the business.

• Learn voraciously, stretch your thinking, share your knowledge and educate others.

• Communicate and collaborate with both technical and non-technical professionals.

• Cultivate winning relationships by building trust with business and technology partners.

• Share our commitment to productivity, effectiveness and operational efficiency.

• Embrace change and witness amazing things happen – from the inside.

• Make your mark. Join a dynamic team. Explore new ideas. This is your opportunity to impact the future of banking technology in areas and ways you've never imagined (at a bank)! Visit to learn more.

Work Location:

Mt Laurel - Technology Center - 17000 Horizon Way

Business Line:


Job Category - Primary:

Technology Solutions

Job Category(s):

Technology Solutions

State (Primary):

New Jersey

City (Primary):

Mount Laurel

Job Family:

Information Security

Time Type:

Full Time

Employment Type:


Pay Range:

$87,000 - $164,000 annually

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