TD Bank Compliance Manager in Mount Laurel, New Jersey
Auto req ID 198254BR
Job Title Compliance Manager
Job Status Full Time
Country UNITED STATES
Location Cust Center Bldg 1
Falmouth - Gray Rd
Business line TD Bank AMCB
Job Category - Primary Anti-Money Laundering | Compliance & Regulatory Relations
Job Category(s) Anti-Money Laundering | Compliance & Regulatory Relations
TD Description About TD Bank, America's Most Convenient Bank®
TD Bank, America's Most Convenient Bank, is one of the 10 largest banks in the U.S., providing more than 8 million customers with a full range of retail, small business and commercial banking products and services at approximately 1,300 convenient locations throughout the Northeast, Mid-Atlantic, Metro D.C., the Carolinas and Florida. In addition, TD Bank and its subsidiaries offer customized private banking and wealth management services through TD Wealth®, and vehicle financing and dealer commercial services through TD Auto Finance. TD Bank is headquartered in Cherry Hill, N.J. To learn more, visit www.tdbank.com. at http://www.tdbank.com/ Find TD Bank on Facebook at www.facebook.com/TDBank and on Twitter at www.twitter.com/TDBank_US .
TD Bank, America's Most Convenient Bank, is a member of TD Bank Group and a subsidiary of The Toronto-Dominion Bank of Toronto, Canada, a top 10 financial services company in North America. The Toronto-Dominion Bank trades on the New York and Toronto stock exchanges under the ticker symbol "TD". To learn more, visit www.td.com at http://www.td.com/ .
The Compliance Manager is responsible for managing assigned compliance functions for the Company and supports the development, implementation, and maintenance of a regulatory compliance program through compliance activities across various lines of business, banking offices, and operating departments for federal and state rule change. This role interacts with senior management in assigned areas, developing, revising, and implementing policies and procedures to ensure compliance with applicable federal and state laws/legislation. Employs various software applications and desktop tools to consolidate reported data and analyze information to detect potential compliance issues and concerns. The Compliance Manager plans, creates and maintains databases and reporting in support of departmental activities.
Identify and analyse market conduct regulatory change impacting the Bank.
Researches very complex regulatory issues that may involve internal or outside counsel. Communicates findings to senior management or business lines.
When necessary, coordinate comment collection and partner with trade groups to ensure comments are relayed to the regulators. Draft comment letters regarding regulatory changes and reviews letters with compliance management before distribution to affected areas of the Bank
Prepares and creates reports for senior and executive management, including management reports encompassing issues relevant to the Bank, but not limited to, changes to the regulatory environment, status of the banks’ efforts related to regulatory change and related information.
Leads and coordinates data submissions from various compliance and external sources and business partners and ensures data integrity.
Stays current on market legislative and rule changes, and changes to the US Compliance Regulatory Office mandates and internal policies and procedures to understand impact and ensure compliance review procedures are updated as appropriate.
Performs tracking related to applicable laws, regulations and other related regulatory related issuances that impact the bank, in order to identify changes by leveraging internal tools and other sources.
Performs trend analysis of regulatory publications and database content.
Creates, develops, manages and maintains databases to collect, track, and report on final or proposed rule-making, guidance’s, speeches, notices, and similar regulatory materials issued by Federal and State regulators.
Works closely with management of other areas within Compliance as well as routinely interacts and maintains highly effective partnerships with line of business management and staff.
Supports Compliance with regulator interactions, internal audits or regulatory exams.
•Bachelor’s degree or progressive work experience in addition to experience below
•5-7 Years of related experience
•In depth knowledge of applicable laws and regulations, research skills and presentation skills
•Strong written and verbal communication skills including a demonstrated ability to clearly provide written reports that identify and quantify risk as well as present sound solutions taking into account Bank operations and culture
•Ability to analyze the most complex laws and regulations and relate those laws to operational procedures, company policies, and industry trends
At TD, we are committed to fostering an inclusive, accessible environment, where all employees and customers feel valued, respected and supported. We are dedicated to building a workforce that reflects the diversity of our customers and communities in which we live in and serve, and creating an environment where every employee has the opportunity to reach her/his potential.
If you are a candidate with a disability and need an accommodation to complete the application process, email the TD Bank US Workplace Accommodations Program at USWAPTDO@td.com . Include your full name, best way to reach you, and the accommodation needed to assist you with the application process.
EOE/Minorities/Females/Veterans/Individuals with Disabilities/Sexual Orientation/Gender Identity.
**Province/State (Primary) New Jersey
City (Primary) Mount Laurel
ProvState 2 Maine
City(s) 2 Falmouth