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TD Bank Audit Manager II US Compliance Findings, Reg Request and Data Audit in Greenville, South Carolina


Job Title:

Audit Manager II US Compliance Findings, Reg Request and Data Audit

TD Description:

About TD Bank, America's Most Convenient Bank®

TD Bank, America's Most Convenient Bank, is one of the 10 largest banks in the U.S., providing over 9.8 million customers with a full range of retail, small business and commercial banking products and services at more than 1,100 convenient locations throughout the Northeast, Mid-Atlantic, Metro D.C., the Carolinas and Florida. In addition, TD Auto Finance, a division of TD Bank, N.A., offers vehicle financing and dealer commercial services. TD Bank and its subsidiaries also offer customized private banking and wealth management services through TD Wealth®. TD Bank is headquartered in Cherry Hill, N.J. To learn more, visit . Find TD Bank on Facebook at and on Twitter at and .

TD Bank, America's Most Convenient Bank, is a member of TD Bank Group and a subsidiary of The Toronto-Dominion Bank of Toronto, Canada, a top 10 financial services company in North America. The Toronto-Dominion Bank trades on the New York and Toronto stock exchanges under the ticker symbol "TD". To learn more, visit .

We offer a competitive salary and benefit program, including: comprehensive, affordable health care through medical, dental, and vision coverage; financial security with life and disability insurance; opportunities to save using health savings and flexible spending accounts; retirement benefits to help prepare for the future; paid time off and work/life benefits to maintain a good balance.

Auto req ID:



United States

Job Requirements:

Depth & Scope:

Contributes to the Audit planning process for specific businesses/ functional units, including audit plans, resource requirements and budgets

Has overall responsibility for completion of audits. Plans and leads audits and oversees staff working on multiple audits, forming conclusions, communicating scope/findings to business line.

Performs testing of critical areas of audit. Performs review of audit documentation. Oversees findings follow up and issue validation.

Ensures audits are executed and completed in accordance with established standards and within prescribed time, budget and scope parameters to ensure deadlines are met

Oversees a small to medium sized team assigned to a given audit and provide coaching and feedback on performance throughout the audit

Evaluates internal and external risks for assigned business lines and/or functions utilizing their subject matter expertise.

Acts as primary contact with management regarding audit scope, findings and status

Education & Experience:

Bachelor's degree required

Advanced degree preferred

8+ years related experience required

PC skills (MS Office Suite)

Excellent oral and written communication skills

Advanced critical thinking

Risked based decision making, problem solving and conflict resolution skills

Advanced analytical skills

Travel 35% or more

Work well independently and with others

Complete tasks timely and accurately

Escalate issues and delays quickly

Effectively manage competing priorities for self and others

Advanced awareness of laws and regulations governing the banking industry that impact assigned area

Advanced functional audit knowledge and skills

Relevant certification required

Strong project management skills

Advanced knowledge in designated subject matter areas

Adapt, promote and champion change

Lead and manage small to medium sized teams

Assume ownership and promote accountability

Thrive on fast-paced and challenging environment

Banking experience preferred

Advanced skills in building and maintaining relationships within, and external to, audit

Strong ability to develop relationships with the business while conducting audits

Consult assigned lines of business (trusted advisor) for audit

Deliver CSI and follow up as appropriate

Strong influencing skills

Manage a team of professional resources, and actively develop, recruit, train, coach and conduct performance assessments for team members

Ensure resources are effectively utilized to achieve target utilization rates

Accountable for promoting recognition in the team and division

Engage team members in stretch assignments within the team and at the division and/or TD level

Keep team members informed

Demonstrate TD leadership core values

Deliver effective presentations/training at the division level, industry conferences, workshops, etc.

Provide successful onboarding and orientation to new hires.

  • Must be eligible for employment under regulatory standards applicable to the position.



Job Description:

The Audit Manager is accountable for overseeing the planning and execution for audits covering discrete business units or functional corporate areas. The job will also oversee the Audit team performing the audits.


At TD, we are committed to fostering an inclusive, accessible environment, where all employees and customers feel valued, respected and supported. We are dedicated to building a workforce that reflects the diversity of our customers and communities in which we live in and serve, and creating an environment where every employee has the opportunity to reach their potential.

If you are a candidate with a disability and need an accommodation to complete the application process, email the TD Bank US Workplace Accommodations Program at . Include your full name, best way to reach you, and the accommodation needed to assist you with the application process.

EOE/Minorities/Females/Veterans/Individuals with Disabilities/Sexual Orientation/Gender Identity.


Maine, New Jersey, South Carolina


Falmouth, Greenville, Mount Laurel

Work Location:

70 Gray Road West Falmouth Crossing, Greenville Campus Building A - 200 Carolina Point Parkway, Mt Laurel - Operations Center Bldg 1 - 9000 Atrium Way

Business Line:


Job Category - Primary:


Job Category(s):


State (Primary):

New Jersey

State #2:

South Carolina

State #3:


City (Primary):

Mount Laurel

City #2:


City #3:


Job Family:

Internal Audit

Time Type:

Full Time

Employment Type:


Pay Range:

$88,250 - $142,880 annually

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