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TD Bank Audit Manager II (US) in Falmouth, Maine


Job Title:

Audit Manager II (US)

TD Description:

About TD Bank, America's Most Convenient Bank®

TD Bank, America's Most Convenient Bank, is one of the 10 largest banks in the U.S., providing more than 8 million customers with a full range of retail, small business and commercial banking products and services at approximately 1,300 convenient locations throughout the Northeast, Mid-Atlantic, Metro D.C., the Carolinas and Florida. In addition, TD Bank and its subsidiaries offer customized private banking and wealth management services through TD Wealth®, and vehicle financing and dealer commercial services through TD Auto Finance. TD Bank is headquartered in Cherry Hill, N.J. To learn more, visit Find TD Bank on Facebook at and on Twitter at .

TD Bank, America's Most Convenient Bank, is a member of TD Bank Group and a subsidiary of The Toronto-Dominion Bank of Toronto, Canada, a top 10 financial services company in North America. The Toronto-Dominion Bank trades on the New York and Toronto stock exchanges under the ticker symbol "TD". To learn more, visit .

Auto req ID:



United States

Job Requirements:



Contribute to the strategic direction of the audit function and play a key role in the development and implementation of programs

Plan, lead / manage and/or oversee audit activities requiring alignment across multiple areas, and ensure audits are executed and completed in accordance with established standards and within prescribed parameters

Oversee/lead audits and/or execute the follow-up of findings arising from internal audits and regulatory reviews in accordance with policy

Oversee/lead the ongoing audit communications and/or the reporting process with the client, senior management and external auditors for specific and/or overall Audit area

Provide direction and/or input to complex, wide ranging audit initiatives as a subject matter expert and where necessary participate in identifying, designing and testing solutions and supporting the implementation

Lead / manage the integrated implementation of policies / processes / procedures / changes across multiple functional areas

Act as the audit lead or audit advisor to management and respective teams for area of specialization. Report on emerging trends, identifying issues and opportunities and recommending action to senior management

Facilitate key discussions and provide thought leadership to executive audience


Adhere to internal policies / procedures, enterprise frameworks and methodologies and applicable regulatory guidelines, contribute to the review of internal processes and activities and assist in identifying control weaknesses/failures, potential opportunities to improve operational efficiencies for their business area

Actively manage relationships with business lines/ corporate and/or control functions and ensure alignment with enterprise and/or regulatory requirements

Keep abreast of emerging issues, trends, and evolving regulatory requirements and assess potential impacts to the Bank

Assess / identify key issues and escalate to appropriate levels and relevant stakeholders where required

Maintain a culture of risk management and control, supported by effective processes and sound infrastructure in alignment with risk appetite

Participate in cross-functional / enterprise initiatives as a subject matter expert helping to identify risk / provide guidance for complex situations


Provides thought leadership and/or industry knowledge for own area of expertise

Encourage a positive work environment that promotes service to the business, quality, innovation and teamwork and ensure timely communication of issues/ points of interest

Identify and recommend opportunities to enhance productivity, effectiveness and operational efficiency

Work effectively as a team, supporting other members of the team in achieving business objectives and providing client services

Participate in knowledge transfer within the team and business units

Contribute to the overall performance management process by providing coaching and input into team members' assessment on assigned audits


Work autonomously and accountable for acting as a lead within a specialized audit practice area and may provide work direction to others

Provide seasoned specialized knowledge, advice and/or guidance to various stakeholders and team members

May lead and/or provide supervisory oversight to complex audits and ensure completion.

Advanced knowledge of external competition, industry and/or market trends in relation to own function / business

Scope of role may have enterprise impact

Undertake and complete a variety of complex audit projects and initiatives requiring specialist knowledge and/or the integration of cross functional processes within own area of expertise

May oversee and/or independently perform concurrent multiple audits and related tasks from end to end

Ability to process and handle confidential information with discretion

Generally reports

  • Must be eligible for employment under regulatory standards applicable to the position.



Job Description:

Provide specialized in-depth subject matter expertise and is responsible for contributing to the planning, risk assessment and/or execution of audits and/or related processes. May act as a specialized resource on audits, based on subject matter expertise. Lead and/or provide supervisory oversight to complex audits and ensure completion.


At TD, we are committed to fostering an inclusive, accessible environment, where all employees and customers feel valued, respected and supported. We are dedicated to building a workforce that reflects the diversity of our customers and communities in which we live in and serve, and creating an environment where every employee has the opportunity to reach their potential.

If you are a candidate with a disability and need an accommodation to complete the application process, email the TD Bank US Workplace Accommodations Program at . Include your full name, best way to reach you, and the accommodation needed to assist you with the application process.

EOE/Minorities/Females/Veterans/Individuals with Disabilities/Sexual Orientation/Gender Identity.


Maine, New Jersey, South Carolina


Falmouth (ME), Greenville, Mount Laurel



Undergraduate degree or relevant professional certifications, accounting designations, or equivalent education

7+ years of relevant experience

Work Location:

70 Gray Road West Falmouth Crossing, Greenville Campus Building A - 200 Carolina Point Parkway, Mt Laurel - Operations Center Bldg 1 - 9000 Atrium Way

Business Line:


Job Category - Primary:


Job Category(s):


**Province/State (Primary):

New Jersey

ProvState 2:


ProvState 3:

South Carolina

City (Primary):

Mount Laurel

City(s) 2:

Falmouth (ME)

City(s) 3:


Job Family:

Internal Audit

Time Type:

Full Time

Employment Type:


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