TD Bank Senior Analyst Regulatory & Compliance Mgmt in Cherry Hill, New Jersey
Senior Analyst Regulatory & Compliance Mgmt
About TD Bank, America's Most Convenient Bank®
TD Bank, America's Most Convenient Bank, is one of the 10 largest banks in the U.S., providing more than 8 million customers with a full range of retail, small business and commercial banking products and services at approximately 1,300 convenient locations throughout the Northeast, Mid-Atlantic, Metro D.C., the Carolinas and Florida. In addition, TD Bank and its subsidiaries offer customized private banking and wealth management services through TD Wealth®, and vehicle financing and dealer commercial services through TD Auto Finance. TD Bank is headquartered in Cherry Hill, N.J. To learn more, visit www.tdbank.com. at http://www.tdbank.com/ Find TD Bank on Facebook at www.facebook.com/TDBank and on Twitter at www.twitter.com/TDBank_US .
TD Bank, America's Most Convenient Bank, is a member of TD Bank Group and a subsidiary of The Toronto-Dominion Bank of Toronto, Canada, a top 10 financial services company in North America. The Toronto-Dominion Bank trades on the New York and Toronto stock exchanges under the ticker symbol "TD". To learn more, visit www.td.com at http://www.td.com/ .
Auto req ID:
•Establishes and manages a strategic approach to regulatory compliance
•Analyzes regulatory requirements (i.e. capital management requirements including CCAR and DFAST stress testing) and provides regulatory assessments to develop and implement detailed strategy, plans and risk identification processes to support the creation of enterprise wide policies and standards by effectively translating laws and regulations into operational functions and action steps for execution and compliance adherence
•Formulates, monitors & delivers reporting on TD regulatory compliance pertaining to US related risk & controls programs to a variety of audiences, including the regulators/examiners.
•Maintains an internal inventory of applicable U.S. laws and regulations.
•Collaborates in developing tools and solutions to manage the workflow and maintenance of applicable U.S. regulatory rules.
•Ensures regulatory rules are incorporated into appropriate compliance policies, standards, processes, training, and monitoring/testing activities.
•Promotes a risk-aware culture; ensures efficient and effective risk and compliance management practices by adhering to required enterprise standards and processes.
- Must be eligible for employment under regulatory standards applicable to the position.
The Senior Analyst – Regulatory and Compliance Management is responsible for, under the direction of the Director of Documentation, the identification and assessment or regulatory risks and the execution of procedures to evaluate TD Bank's Data Management compliance with laws, regulations and industry standards. The Senior Analyst – Regulatory and Compliance Management will develop and execute strategies for closing management compliance gaps as well as advising Business Segments and Corporate Functions ("BS/CF") on policies and standards adherence processes.
At TD, we are committed to fostering an inclusive, accessible environment, where all employees and customers feel valued, respected and supported. We are dedicated to building a workforce that reflects the diversity of our customers and communities in which we live in and serve, and creating an environment where every employee has the opportunity to reach their potential.
If you are a candidate with a disability and need an accommodation to complete the application process, email the TD Bank US Workplace Accommodations Program at USWAPTDO@td.com . Include your full name, best way to reach you, and the accommodation needed to assist you with the application process.
EOE/Minorities/Females/Veterans/Individuals with Disabilities/Sexual Orientation/Gender Identity.
•Guides, develops and monitors TD Bank BS/CFs compliance testing strategies and methodologies to ensure adherence to the enterprise policies and standards.
•Bachelor’s Degree required,
•3-5 years related experience required; preferably in regulatory/financial services,
•Experience at a large financial institution performing legal, compliance, or other duties such as risk management and/or project management,
•Experience interacting with financial services regulatory bodies; preferably Office of the Comptroller of the Currency (OCC), Federal Reserve Board (FRB), Consumer Financial Protection Bureau (CFPB)
•Knowledge of U.S. Regulatory Requirements (laws, rules, regulations and guidance)
•Knowledge of Enterprise Data Management Ability to work independently, think critically, make decisions and manage deadlines while multi-tasking between competing priorities
•Ability to analyze a problem and determine the root cause
•Ability to operate in an evolving, often ambiguous, environment
•Excellent communication skills and proven ability to communicate effectively at senior levels
•Excellent Regulatory Change Management experience
•Superior written communication skills, including drafting reports, policies and standards
•High degree of organizational awareness
•Proficiency in Microsoft Word, Excel, PowerPoint required
•Proficiency in Microsoft Visio and Access an asset
•Experience working in both a technical and business context; able to translate technical concepts into easy to understand business language
1701 Route 70 East
Job Category - Primary:
Finance / Accounting
Anti-Money Laundering / Compliance & Regulatory Relations, Finance / Accounting, Risk Management
Data Governance & Data Management
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